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Cole-Frieman & Mallon Sponsor September SAIA Event 6 Aug 2013 | 12:04 am

Focus on Japan – September 12, 2013 The Seattle Alternative Investment Association (“SAIA”) is hosting a panel discussion in September on Japan.  Information on the event and speakers is provided bel...

Hedge Fund Events August 2013 1 Aug 2013 | 03:00 pm

The following are various hedge fund events happening this month. Please contact us if you would like to add your event to this list. **** July 31- August 1 Sponsor: FMW Event: Risk Management for...

JOBS Act Proposed Regulations Passed 11 Jul 2013 | 01:19 am

Fund Managers Allowed to Advertise According to New Rules Additional Regulations Proposed by SEC The long-awaited JOBS Act proposed regulations which will allow private fund managers to generally so...

Hedge Fund Advertising After SEC JOBS Act Vote 10 Jul 2013 | 09:41 pm

One of the most anticipated votes for the hedge fund industry is happening today when the SEC votes on the JOBS Act implementing regulations (for information on the proposed changes, please click here...

Second Quarter 2013 Business & Regulatory Update 4 Jul 2013 | 02:55 am

Below is the second quarter update we have sent out to our mailing list.  If you would like to be added to the mailing list, please contact us here. **** Cole-Frieman & Mallon Second Quarter Update ...

Hedge Fund Events July 2013 1 Jul 2013 | 03:00 pm

The following are various hedge fund events happening this month. Please email us if you would like us to add your event to this list. **** July 2 Sponsor: HFA Event: HFA Northeast Chapter Golf Le...

FATCA Hedge Fund Compliance Event 10 Jun 2013 | 05:54 am

June 19, 2013 – Sponsored by SS&C GlobeOp We have previously discussed the Foreign Account Tax Compliance Act (“FATCA”) and the legal and compliance implications for hedge fund managers.  As the date...

Hedge Fund Events June 2013 1 Jun 2013 | 03:00 pm

The following are various hedge fund events happening this month. Please email us if you would like us to add your event to this list. **** June 2-4 Sponsor: Marcus Evans Event: Private Wealth Man...

Regulation A+ Deadline Passed by Congress 18 May 2013 | 06:31 am

Part of JOBS Act Regulations to be Finalized by October 31, 2013 On Wednesday May 15, the House of Representatives passed H.R. 701 which requires the SEC to finalize regulations with respect to “Regu...

SALT Conference 2013 7 May 2013 | 08:00 pm

Today the SALT conference starts in Las Vegas.  Continuing through the end of the week, the hedge fund industry will be descending upon the Bellagio for scheduled speakers, general information session...

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